Is Your Compliance Program
Up to the Challenge?
IT WAS HENRY WADSWORTH LONGFELLOW who once said “It takes less time to do a thing right than to explain why you did it wrong.” Clearly, this is the position your bank should at all times aspire to, particularly if a corporate misconduct inquiry should arise.
But what can you be doing in the meantime to provide some degree
of assurance that your CMS goes the distance when it comes to
managing conduct risk?
BY THOMAS W. GRUNDY, CRCM